{
Harry Barko

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SEC increases penalties for violations of whistleblower protection rule

The SEC has intensified enforcement of the whistleblower protection rule, Rule 21F-17(a), which prohibits companies from hindering whistleblowing through restrictive agreements. Acting Director Sanjay Wadhwa emphasized the critical role of whistleblowers in detecting securities law violations and announced record penalties, including an $18 million fine against J.P. Morgan for using confidentiality agreements that limited clients' ability to report to the SEC. The Commission aims to deter violations and ensure compliance by addressing illegal language in various employment-related contracts.
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United States Dollar Kellogg Brown & Root LLC J.P. Morgan Access Multi-Strategy Fund II FUND USA Sanjay Wadhwa Harry Barko
Regulatory & Legal, Press Release
01:00 15.11.2024
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